News, Events and Interesting Reading

Interesting Reading

To download this article please enter your details below.

Articles are currently not available. Please check back later.

Newsflashes

 Securities Commission charges unlicensed fund manager, tip off from public led to his arrest

The Securities Commission Malaysia (SC) has charged UAS Bistari Management Sdn Bhd former director Uzir Abdul Samad, 49, at the Johor Bahru Sessions Court for three alleged offences related to unlicensed capital market activities.

Please log in for more details.


 Retired official of China’s biggest policy lender under probe

Zhang Maolong, a former operating chief of China Development Bank (CDB), was placed under investigation in an ongoing anti-graft campaign rattling the country’s biggest policy lender.

Please log in for more details.


 Former Aon Hewitt financial adviser banned for four years

ASIC has banned Andrew Carl Hills, a former authorised representative of Aon Hewitt Financial Advice Limited, from providing financial services for four years.

Please log in for more details.


 NFA orders JDN Capital never to reapply for membership

The United States National Futures Association (NFA) today announces that it has ordered JDN Capital, LLC, a former NFA Member commodity trading advisor located in Stuart, Fla., never to reapply for membership or act as a principal of an NFA Member.

Please log in for more details.

Events

Events are currently not available. Please check back later.

RiskBusiness News

News articles are currently not available. Please check back later.